Regulatory Filings & Form ADV
Atwood & Palmer, Inc. is a registered investment advisor with the U.S. Securities and Exchange Commission. In accordance with SEC regulations, we provide the following disclosure documents to current and prospective clients. These filings describe our business practices, services, fees, and the backgrounds of our key personnel. We encourage you to read each document carefully.
Client Relationship Summary
Our Client Relationship Summary (Form ADV Part 3 / CRS) provides a brief overview of the types of services we offer, our fees and costs, potential conflicts of interest, and our legal and disciplinary history. It is designed to help you understand our relationship and ask informed questions.
Firm Brochure
Our Firm Brochure (Form ADV Part 2A) provides detailed information about our advisory services, fee schedules, investment strategies, risk factors, and disciplinary history. This document is delivered to all clients at the commencement of an advisory relationship and updated annually.